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Needham J. Boddie, II![]() |
Cybertheft: Will Copyright Law Prevent Digital Tyranny on the Superhighway?
I. Introduction The National
Information Infrastructure ("NII"), also referred to as
the "Information Superhighway," is intended to be a
universally accessible, logical, and physical infrastructure for
transporting voice, video, and data across the U.S. and around
the world. The concept of a Superhighway is consistent with other
infrastructures in the United States: the interstate highway
system, the railroad system, the telephone systems, TV and radio
networks, municipal water and sewer systems, and electrical power
systems, to name a few. Just as a turn of a faucet produces water
or a flip of a switch produces light, the flip of a computer switch
will provide those connected to the Superhighway instant access
to information and to other people.
A. The Good News The Superhighway will revolutionize the way
people relate to each other by enabling them to work together,
collaborate, and access and generate information without regard
to geographical boundaries.
"A student should be able to put in a single request for,
say, information on the assassination of John F. Kennedy and receive
a video of the shooting, a map of the final route JFK took
through Dallas, text from newspapers, magazines, and books about
the event, photos of Lee Harvey Oswald, and so on--all from
dozens of sources around the Internet."
"A doctor in Carthage, Tennessee, could consult with experts
at the Mayo Clinic in Minnesota on a patient's CAT scan in the
middle of an emergency. Teams of scientists and engineers working
on the same problem in different geographic locations could work
together in a co-laboratory if their supercomputers were
linked."
The amount of data is virtually unlimited, its accessibility is
unending, and, because it is digital, it can be reproduced time and
time again with no degradation.
B. The Bad News Newspaper articles report the dark side of
cyberspace and presages what could happen in the coming digital
age:
"Software Pirates Hunted" - Charlotte Observer
"Highway Robbery - Information Highwaymen" - USA
Today
Pirates sail the Internet, trading bootleg software" -
Los Angeles Times
Although the economic impact of these pirates is hard to
measure, it is immense. Electronic theft via the Superhighway and other
on-line services accounts for about one-third of the $2.2 billion
lost in the United States last year as a result of electronic
piracy, according to the Business Software Alliance. The bad news
gets worse. Pirates who then use the stolen software to mass
produce CD-ROM and floppy disks pose a much greater problem.
As a result of this lawlessness, many leaders in the electronics
and information industries are slow to embrace the Superhighway.
Just as they refused to market their products in foreign countries
that would not respect their intellectual property rights, they
wisely refuse to voluntarily subject themselves to the same abuse
by domestic thieves. But, fear not, help is on the way.
C. Cyberspace Solutions - Multimedia Rights The Information
Infrastructure Task Force has recommended revisions, not a major
rewrite, of the copyright law to protect the information offered
by authors and providers. Information ownership comprises the
following rights:
1) the right to use the information in secrecy;
2) the right to disclose information to others or to refuse to do
so;
3) the right to reproduce the information in tangible copies;
4) the right to exploit information for one's commercial benefit,
and prevent others from doing so;
5) the right to regulate the access of others to information; and
6) the right to protect the integrity of information from
unauthorized alteration or destruction.
The protection of these rights arises in different areas of law,
including intellectual property law, communications law, criminal
law, and tort law. Copyright law plays a major role, but what
rights are affected if a work is merely transmitted and not fixed
or displayed? More importantly, what incentives or remedies exist
to discourage unauthorized transmissions?
II. Copyright Law and the Superhighway The role copyright law
should play in protecting works on the Superhighway has taken
center stage. Most agree that some form of additional protection
of the rights of authors is essential if information of any value
is expected to become available on the Superhighway. In one camp
are those who claim copyright law is no longer a viable choice
for protecting the rights of authors in the digital age. In a
different camp are those who believe that copyright law is
flexible enough to accommodate any and all technological advances
in how ideas are expressed, and thus quite capable of protecting
the rights of authors whose works appear in digital form.
The Federal Government is in the latter camp. The HPC Act of 1991
requires the National Research and Education Network (NREN) to
"be designed and operated so as to ensure the continued
application of laws that provide network and information
resources security measures, including those that protect
copyright and other intellectual property rights. . . ." The Clinton
Administration established a Working Group to examine the
intellectual property implications of the Superhighway. Chaired
by the Commissioner of the Patent and Trademark Office, Bruce
Lehman, the Working Group issued a preliminary draft of its
findings in July, 1994. The Working Group does not recommend a
major overhaul of the copyright laws, only minor adjustments to
expand the distribution rights and enhance the remedies
available.
The question of whether copyright law is up to the task of
protecting digital works on the Superhighway is really not a new one
at all. The emergence of every new medium of expression,
including radio, television, photography, motion pictures, photocopying,
computer programs, etc., raised apprehensions about the adequacy
of copyright law. Yet, in each case, copyright law proved to be
flexible and capable of adapting and changing to protect the
forms of expression. In enacting the Copyright Act of 1976,
Congress acknowledged that the "history of copyright law has
been one of gradual expansion in the types of works accorded
protection." The intent of Congress to ensure that copyright
law remains flexible and adaptable to new technology is without
doubt. "Copyright protection subsists, . . . in original
works of authorship fixed in any tangible medium of expression,
now known or later developed, from which they can be perceived,
reproduced, or otherwise communicated, either directly or with
the aid of a machine or device." Thus, copyright rights come
into being as soon as a work of authorship is fixed in any
tangible medium - although registration is strongly recommended,
it is no longer a prerequisite.
In light of the history of the federal copyright laws, why is
there so much controversy surrounding copyright protection on the
Superhighway? The answer, of course, is digital technology. Once
a work, whether text, image, video, or sound, is digitized, it
can be stored, modified, and reproduced easily and quickly. In
addition, each reproduction of a digital work is virtually
indistinguishable in quality from the original. Consequently, the
first generation and two hundredth generation of a digital work
are essentially the same, and of the same high quality.
The debate concerning the viability of copyright law is
understandable in light of the capability of the Superhighway to deliver
perfect copies of copyrighted material to millions of users in time
frames measured by fractions of seconds. Bulletin board access
via the Superhighway will allow a copyrighted work to be uploaded
and then downloaded by millions of users who can print or
reproduce unlimited copies in both print and digital form. It is
feared that the ease by which a protected work can be reproduced
and modified may be construed as the right to copy and modify
with impunity.
A. Purpose of Copyright Law Federal copyright protection is
authorized by the Constitution: "The Congress shall have power
. . . To promote the Progress of Science and the useful Arts, by
securing for limited Times to Authors and Inventors the exclusive
Right to their respective Writings and Discoveries." The
current copyright laws, as promulgated by Congress in the Copyright
Act of 1976, are codified at 17 U.S.C. §101 et seq.
The fundamental purpose of the constitutional grant of copyright
is to encourage individuals to produce and disseminate creative
works. This is done by providing authors with exclusive rights to
their works as an incentive to make their works available to the
public. Encouragement of individual effort by personal gain is
the best way to advance public welfare through talents of authors
and inventors in "science and useful arts." At odds in
this "quid pro quo" arrangement are the competing
interests of the public and the copyright owner: protecting the
exclusivity of the copyright owner while allowing users to access
and use the copyrighted works. Because the Superhighway will be
capable of moving tremendous amounts of data at very high speeds,
the potential for significant infringement of copyright is high.
Unless owners have confidence that their works will be protected,
they will be reluctant to allow their works on the Superhighway.
B. Works Protected by Federal Copyright Law
1. Originality Copyright protection arises automatically "in
original works of authorship fixed in any tangible medium of expression,
now known or later developed, from which they can be perceived,
reproduced, or otherwise communicated, either directly or with
the aid of a machine or device."
The statutory list of works eligible for copyright protection
presently includes:
1) literary works;
2) musical works, including any accompanying words;
3) dramatic works, including any accompanying music;
4) pantomimes and choreographic works;
5) pictorial, graphic, and sculptural works;
6) motion pictures and other audiovisual works;
7) sound recordings; and
8) architectural works.
The definition of "literary works" in §101 includes
expression represented in digitized format. Text, sounds, images,
video, and data can all be represented in digital format for use
in a computer.
2. Fixed In A Tangible Medium A work is fixed in a tangible
medium of expression when its embodiment in a copy or phonorecord
is sufficiently permanent or stable to permit it to be perceived,
reproduced, or otherwise communicated for a period of more than
transitory duration. Examples of works fixed in a tangible medium
include: a novel written in manuscript form; a tune reduced to
sheet music; a sculpture; a work on audiotape, record or compact
disc; software on disk, ROM chip, or tape; and the broadcast of
any live performance that is simultaneously recorded with the
broadcast. Floppy disks, hard disks, compact disks, and tape are
tangible mediums of expression within the meaning of §102(a).
Even works that reside in RAM only momentarily are considered
sufficiently fixed. Even interactive works are protected under Federal
copyright law if they satisfy the originality requirement because
they are considered sufficiently fixed even though the sequence
of the action can be altered by the user. However, the electronic
impulses making up a data stream on the Superhighway do not fall within
the definition of a copyrightable work, even though they may
represent a copyrightable work, because the impulses themselves
are not fixed during transmission on a network.
3. Compilations and Derivative Works Compilations and derivative
works are also protected by copyright law. A compilation is
defined as "a work formed by the collection and assembling
of preexisting materials or of data that are selected,
coordinated, or arranged in such a way that the resulting work as
a whole constitutes an original work of authorship." One type
of compilation, a computer database, will be encountered
frequently on the Superhighway.
In Feist Publications, Inc. v. Rural Telephone Service Co.,
Inc., the Supreme Court held that a telephone directory consisting
of an alphabetical listing of telephone subscribers' names, addresses,
and telephone numbers was not protectable under copyright law.
The Court rejected the "sweat of the brow" theory that
had evolved to protect those who were industrious in their collection
of factual material. The Supreme Court said the "sweat of
the brow" doctrine was in direct opposition to two
fundamental copyright axioms: 1) the purpose of copyright is not
to reward authors, but to increase the wealth of knowledge of
society and; 2) that no one may copyright facts or ideas.
The telephone directory lacked originality because the manner of
selecting and presenting names, addresses and phone numbers, did
not have the necessary "modicum of creativity" since the
choices and arrangement were "mechanical," "garden-variety,"
"typical," and "obvious." The alphabetized
list followed "an age-old practice, firmly rooted in
tradition," one "so commonplace that it has come to be
expected as a matter of course," or as "practically inevitable."
As a result, copyright does not protect against the use of data
from a database unless the data is itself protectable or unless
the data is arranged in an original format.
The Feist decision does not bode well for those trying to
encourage owners of fact-based databases to make their works available
on the Superhighway. Not only may the contents of many databases
be unprotectable under copyright law, but also the selection and
arrangements may be unprotectable as well, if found to be
mechanical and routine. Furthermore, because of its very nature,
a computer database may have no arrangement to protect. Since the
data within a database exists in binary format, both invisible
and unintelligible without search and retrieval software,
arguments that there is sufficient originality in the arrangement
of the data may be meaningless.
One possible solution to the unavailability of copyright
protection for digital databases may lie in the ability of the Superhighway
to provide high-speed transmission of images as well as text.
Current communications technology limits the presentation of
on-line textual material to simple formats and arrangements. The
ability to present fact-intensive databases in creative, original
formats with the help of high-speed graphics technology may
provide a basis for copyright protection. However, any copyright
protection would likely be limited to the screen display of the
information, not to the underlying data. Another possible
solution is to arrange the database information in a manner that
requires a proprietary software program to access it. Thus if one
cannot protect the data per se, at least they can control
who has the keys to unlock it.
A different solution may lie with sui generis protection
or some form of non-copyright statutory protection for computer databases.
For example, in Europe, protection for the contents of databases
otherwise unprotectable by copyright law has been proposed. Based
on the concept of misappropriation, the contents of databases are
protected from unauthorized extraction and use by others for
commercial purposes.
The extraction right creates a new form of "copy"
right. The prohibited acts focus on extraction and re-utilization
of extracted data not conditioned on the expression in the
extracted contents or even on the amount of sweat and effort
devoted to compiling the material. Protection comes from a more
direct source. The location of the database content and its
value. Data in a database should be protected against
appropriation. The technology makes extraction simple and piracy
a potential problem. The property right establishes that one is
entitled to protection [of] the fruits of one's own labor as against
one who seeks to appropriate those products. It prevents
information piracy.
However, the Supreme Court's decision in Feist may have
precluded this possibility as well. Because the originality requirement
of copyright is derived from the copyright clause in the Constitution,
Congress might not have the authority to enact statutory
protection.
Yet another possible means for protecting the content of
databases may come from contract law, and the use of on-line licenses.
An on-line license requires first-time users to read and "sign"
an electronic contract projected on their computer screens before
obtaining access. Because users assent to the terms of an on-line
license prior to purchasing or using a database or service, the
problems of adhesion contracts, commonly associated with
"shrink-wrap" licenses, are avoided.
C. The Exclusive Rights of Copyright Subject to the limitations
contained within 17 U.S.C. §§107-120, the owner of a copyright
has the exclusive right to do and to authorize any of the following:
1) To reproduce the copyrighted work in copies or phonorecords;
2) To prepare derivative works based upon the copyrighted work;
3) To distribute copies or phonorecords of the copyrighted work
to the public by sale or other transfer of ownership, or by rental,
lease, or lending;
4) In the case of literary, musical, dramatic, and choreographic
works, pantomimes, and motion pictures and other audiovisual
works, to perform the copyrighted work publicly; and
5) In the case of literary, musical, dramatic, and choreographic
works, pantomimes, and pictorial, graphic, or sculptural works,
including the individual images of a motion picture or other
audiovisual work, to display the copyrighted work publicly.
Each of these rights can be independently licensed, assigned,
sold, or given away, in whole or in part, just like other property
rights, and on an exclusive or non-exclusive basis. For example,
the copyright owner of a novel may grant to a particular theater
a non-exclusive license to perform his work as a play. However,
the author retains his performance rights with respect to other
performers and theaters, and he retains his other exclusive
rights, as well.
D. Publication and Notice Publication is defined as the
distribution of copies of a work to the public by sale or other transfer
of ownership, or by rental, lease or lending. This definition indicates
that performances or displays where a copy or phonorecord does
not change hands, such as performances or displays on television,
does not constitute a publication, no matter how many people are
exposed to the work. On the other hand, the definition makes
clear that when copies or phonorecords are offered to a group of
people, publication takes place if the purpose of making the
copyrighted work available is to further distribute, publicly
perform or display. Thus, unless otherwise published, a work only
displayed or performed on the Superhighway would not comprise a
publication. However, uploading a copy on a bulletin board may constitute
a publication if it is being made available for others to
download. This would appear to satisfy the distribution requirement.
Copyright notice is optional for works created after March 1,
1989. However, whenever a copyrighted work is published in the
United States or elsewhere by authority of the copyright owner, a
notice of copyright may be placed on publicly distributed copies.
Works published before March 1, 1989, must bear a copyright
notice identifying the year of publication and the name of the
copyright owner or risk loss of copyright protection.
These notice rules apply to digital works on the Superhighway as
well as to works embodied in traditional media. The Copyright
Office has issued guidelines for properly attaching copyright
notice to digital works:
For works reproduced in machine-readable copies (such as magnetic
tapes or disks, punched cards, or the like, from which the work
cannot ordinarily be visually perceived except with the aid of a
machine or device, each of the following constitute examples of
acceptable methods of affixation and position of notice:
(1) A notice embodied in the copies in machine-readable form in
such a manner that on visually perceptible printouts it appears
either with or near the title, or at the end of the work;
(2) A notice that is displayed at the user's terminal at sign
on;...
E. Copyright Ownership and Duration Initial copyright ownership
vests in the author or authors of an original work the moment the
work is fixed in a tangible medium of expression. A "joint work"
is defined as "a work prepared by two or more authors with
the intention that their contributions be merged into inseparable
or interdependent parts of a unitary whole." Authors of a
joint work are "tenants-in-common", each owning an
equal share of the copyright in the work, unless a written
agreement provides otherwise. A joint owner may freely use the
work or commercially exploit it without the consent of the other
co-owners, but must account to the co-owners for any profits
resulting from the exploitation.
If a work is "for hire," the employer or other person
for whom the work was prepared is considered the author and the owner
of the copyright, unless there is a written agreement to the contrary.
However, an independent contractor owns the copyright in a work
created for the hiring party. The principles of the common law of
agency are used to determine whether the work was prepared by an
employee or by an independent contractor.
Copyright ownership is different from ownership of the tangible
medium in which the work is embodied. Transfer of the tangible
medium does not convey any rights in the copyright embodied
therein. For example, a person purchasing a book from a bookstore
does not acquire from the purchase any of the copyright owner's
exclusive rights. Similarly, the transfer of works across the
Superhighway will not convey any exclusive rights of the
copyright owner.
F. Copyright Infringement
1. The Exclusive Rights Copyright infringement occurs when any of
the copyright owner's exclusive rights have been violated. To
establish copyright infringement, the plaintiff must show
ownership of a valid copyright and "copying" by the defendant.
"Courts generally use the term 'copying' as shorthand for a
violation of any of the exclusive rights of the copyright owner (not
just the reproduction right)."
The plaintiff may prove the defendant's "copying"
either by direct evidence (i.e., either admission of copying by
defendant or by testimony of a witness to the infringing act) or,
as is most often the case, by indirect evidence through a showing
of both of the following:
1) The defendant had access to the plaintiff's copyrighted work
and;
2) The defendant's work is substantially similar to the
plaintiff's copyrightable material and one of the exclusive
rights of the copyright owner is implicated.
Because of the very nature of the Superhighway, access should not
prove difficult to establish against users. Furthermore, it does
not matter that users may be unaware of their infringing acts because
intent or knowledge are not needed to find copyright
infringement.
a) Exclusive Right To Copy The end result of virtually every
transmittal of a work across the Superhighway will involve the
exclusive right to copy. Printing to paper, copying to disk, and loading
into memory all amount to reproduction. Infringement will also
occur when a copy of a copy is made. This subsequent copying
presents a problem from an enforcement standpoint. Procedures and
mechanisms may be able to adequately control initial copying from
a protected work; however, what happens to the copy is beyond the
ability of the copyright owner to monitor. Nonetheless, unauthorized
copying is an infringement.
The exclusive right to copy is not limited to strictly literal
copying, else a plagiarist would escape by immaterial variations.
Therefore, copyright protection extends beyond a literary work's
strictly textual form to its non-literal components. Where the
fundamental essence or structure of one work is duplicated in
another, courts have found copyright infringement. For example,
in Stewart v. Abend, the Supreme Court recognized that a
motion picture may infringe the copyright in a book by using its
unique setting, characters, plot, and sequence of events. It is immaterial
that a defendant does not copy other parts of a plaintiff's work
if substantial similarity can be established with respect to a
substantial element of plaintiff's work.
b) Exclusive Right to Prepare Derivative Works The exclusive
right to prepare derivative works will also be important protection
for many works on the Superhighway. By definition, digitized
works are derivative works of preexisting works. For example, the
colorization of old black and white movies, the scanning of text
and images into digital format, and the conversion of analog
recordings into digital recordings are all derivative works based
on prior copyrighted or public domain material. Multimedia works,
by definition, comprise expression from various media, which can
be new or preexisting.
Interactive technologies allow users to modify copyrighted works
to the point where the end result is no longer substantially
similar to the original copyrighted work. It may be questionable
whether such modification constitutes infringement, but it is
clear that the initial copying of the copyrighted work into the
user's computer is a violation of the reproduction right. The
case law does not establish whether the ultimate derivative work
must be substantially similar to the original work to be an
infringement, but the principles of fair use will apply.
c) Exclusive Right to Distribute Another of the copyright owner's
exclusive rights is the right "to distribute copies or phonorecords
of the copyrighted work to the public by sale or other transfer
of ownership, or by rental, lease, or lending." "Copies
and phonorecords" are collectively defined to be material
objects in which copyrightable works are fixed by any method now
known or later developed.
A limitation on the copyright owner's exclusive right of
distribution is known as the "first sale doctrine."
Under this doctrine, the owner of a lawfully made copy or
phonorecord may sell or otherwise dispose of that tangible copy
or phonorecord without the copyright owner's permission. Once the
copyright owner consents to the sale of particular tangible copies
or phonorecords of his work, he may not thereafter seek to
exercise the exclusive right of distribution with respect to
those particular tangible copies or phonorecords. For example, a library
which has acquired ownership of a copy of a book is entitled to
lend it under any conditions it chooses to impose without
violating the copyright owner's distribution rights. However, the
right to prohibit copying still remains intact.
One issue that has been raised is whether the transmission of a
work over the Superhighway will constitute a distribution, a reproduction,
or both. When an electronic file is copied, the original from
which the copy is generated is not typically erased. Thus, the
copy is transmitted, or published to another, without giving up
possession of the original. This gives the possessor of a digital
copy the "copyright equivalent of a license to print
money" under the first sale doctrine. Furthermore, a work
uploaded (i.e., copied) onto a bulletin board is done so for the purpose
of others downloading (i.e., copying) the work. If a user
downloaded a particular work and did not leave a copy on the
bulletin board, there would be nothing for other users to download.
This would fit the rationale of the first sale doctrine, but
defeat the purpose of the bulletin board. Moreover, when a
copyrighted work located on a bulletin board is downloaded by a
user, it is not clear whether the copyrighted work is distributed
by the bulletin board operator or only reproduced by the user.
Thus, there is a major concern that a copyright owner's exclusive
right to distribute will not be protected as works travel the
Superhighway. For this reason, it has been proposed that the
Copyright Act be amended so that the first sale doctrine does not
apply to the "sale or other disposal of the possession of
[a] copy or phonorecord by transmission."
The importation of illegal copies or copies legally produced
overseas for foreign distribution, but not authorized for distribution
in the U.S., is an infringement of the copyright owner's distribution
right. With respect to the Superhighway, the transmission of
copyrighted works through international communications lines may
not constitute an importation under §602(a) because no physical
copies or phonorecords are being imported. The amendments to the copyright
law proposed in the Working Group's Preliminary Draft do not
address this problem, because of international treaties, like the
Berne Convention, that prohibit the creation of more extensive
rights by one country than those created by the Convention.
d) Exclusive Right to Perform Section 106(4) provides that, in
the case of literary, musical, dramatic, and choreographic works,
pantomimes, and motion pictures and other audiovisual works, the
copyright owner has the exclusive right to perform the work
publicly. Excluded from the performance right are pictorial,
graphic and sculptural works, and sound recordings.
Only public performances infringe the copyright owner's
performance right. A work is performed publicly if it is performed
at a place open to the public or at any place where a substantial
number of persons outside of a normal circle of family and its
social acquaintances is gathered. However, the number of people
actually present is not controlling because a performance is
considered public if a substantial number of people can
potentially see or hear the performance. In Command Video
Corporation v. Columbia Pictures Industries, a video display
system transmitted movies to individual hotel rooms. The hotel's
video display system consisted of television receivers in each
individual hotel room, and devices to transmit a particular movie
to a guest's room. The court held that this was a public
performance, even though the hotel rooms were not considered to
be public places. Consequently, if a qualifying work is
transmitted such that individual users on the Superhighway can
see or hear it, a public performance has likely occurred.
e) Exclusive Right to Display "To `display' a work means to
show a copy of it, either directly or by means of a f ilm, slide, television
image, or any other device or process or, in the case of a motion
picture or other audiovisual work, to show individual images
nonsequentially." The display right includes the projection
of an image by electronic or other means, and the showing of an
image on a cathode ray tube, or similar viewing apparatus
connected with any sort of information storage and retrieval
system." The display right also precludes unauthorized transmission
of the display from one place to another by a computer system.
As with the performance right, an unauthorized display is not an
infringement unless it is done publicly. However, because a
transmission to a network user that enables that user to see or hear
a work is considered public, a public display occurs every time a
user browses a copyrighted work on the Superhighway.
Consequently, the display right may be the broadest of all the
exclusive rights in the context of the Superhighway, because a
majority of uses would constitute a public display.
2. Civil Remedies For Copyright Infringement Remedies for
copyright infringement include injunctive relief, impoundment and
destruction of copies, damages and profits, statutory damages,
costs and attorney fees. The copyright owner may elect to recover
either actual damages and any profits of the infringer that are
attributable to the infringement, or statutory damages. The
amount of statutory damages per infringement shall not be less
than $500 or more than $20,000. For each infringement which the
copyright holder can prove was willful, the statutory damages may
be as much as $100,000 per infringement. If the court finds that
the infringer was not aware that his acts constituted copyright
infringement, the court has the discretion to reduce statutory
damages to $200 per infringed work. The court may waive statutory
damages under certain circumstances if an infringer was
reasonable in believing that the infringement constituted fair
use.
3. Criminal Penalties For Infringement One who infringes
willfully and for commercial advantage or private financial gain may
also be punished under 18 U.S.C. §2319(b), and all infringing
copies or phonorecords may be seized and destroyed. However,
conviction for willful infringement does not require that the
defendant actually realize either a commercial advantage or
private financial gain. The maximum penalty is 5 years in prison
and $250,000 per individual or $500,000 per organization, where
the activity lasted for more than 180 days and involved at least
10 unlawful copies with a total value of at least $2,500. For
lesser amounts, the crime is a misdemeanor with lesser penalties.
The maximum term of imprisonment for repeat offenders is 10
years. Anyone who fraudulently removes or alters a copyright
notice appearing on a copy of a copyrighted work shall be fined
not more than $2,500.
Criminal copyright infringement actions may play an important
role in the protection of works on the Superhighway. One advantage
is that criminal actions are typically brought to court and resolved
quicker than civil cases, resulting in time and money savings for
the copyright owner. Other advantages include the stigma attached
with criminal actions, which gets the infringer's attention
better than a civil lawsuit. Furthermore, in a criminal action,
the infringing activity will likely cease quicker than in a civil
action. The biggest drawback to instituting a criminal action may
be in trying to interest a Federal prosecutor to try the case.
A student at the Massachusetts Institute of Technology was
recently indicted under federal software piracy laws for permitting
copyrighted software owned by another to be freely copied from a
bulletin board he operated on the Internet. The indictment
alleged that the student engaged in a conspiracy that involved
disseminating the bulletin board's address on the Internet and
letting others avail themselves of the opportunity to
impermissibly copy the copyrighted works.
G. Vicarious And Contributory Infringement Anyone who profits
from the infringing acts of another, and who has the right and
ability to supervise an infringer, will be vicariously liable. Consequently,
ignorance of an infringer's conduct is not a defense. All that is
needed is a connection to the infringer, not to the infringing
activity. For example, a department store chain that leased space
in twenty-three of its stores to a phonograph record
"concessionaire" was held liable for the concessionaire's
sale of "bootleg" records even though the department store-lessor
was unaware of the infringing activity. The court found that the
department store obtained a 10% or more share of each sale made
by the concessionaire. In another case, the owners of a radio
station had sufficient direct financial interest in the
infringing activities of others who purchased "air
time" and played copyrighted music without permission. A
party can be a contributory infringer under two different
scenarios. First, anyone who knowingly induces, causes, or
materially contributes to the infringing conduct of another may
be liable as a contributory infringer. Merely making a
photocopier available to a person that one has reason to know is
violating the copyright law would constitute a material
contribution to infringing conduct and trigger liability. Second,
anyone who provides another person with the means to infringe
knowing that the person intends to infringe will be liable.
Therefore, a librarian who allows a patron to check out a
copyrighted work knowing of the patron's intention to illegally reproduce
the work may be found guilty of contributory infringement.
In Sega Enterprises Ltd. v. MAPHIA, a bulletin board
operator was enjoined from uploading and downloading copyrighted computer
game software on the grounds that such actions constituted direct
infringement of the plaintiff's exclusive right to copy. The
court said that the bulletin board operator could also be liable
for contributory copyright infringement. "Even if Defendants
do not know exactly what games will be uploaded to or downloaded
from the MAPHIA bulletin board, their role in the copying,
including provision of facilities, direction, knowledge and
encouragement, amounts to contributory infringement." It is
likely that operators of bulletin boards will continue to be held
liable for infringement regardless of participation in or
knowledge of the infringing activities.
V. Technological Assistance And Legislative Changes Congress and
the Clinton Administration have taken the stance that existing
copyright law, with a few minor adjustments, is sufficiently able
to protect the interests of copyright owners whose works travel
the Superhighway. However, both branches recognize the need for
technological assistance in the enforcement of the copyright
laws. "The ease of infringement and the difficulty of
detection and enforcement will cause copyright owners to look to
technology, as well as the law, for protection of their
works."
Various mechanisms can be embedded within digital works to ensure
copyright compliance, and inhibit unlawful copying, such as:
1) Digital signatures to certify that material received over the
Superhighway is a bona fide copy of the original.
2) Copy counters to restrict the number of copies made from a
particular copy, either by duplication or by printer.
3) Sealed envelopes containing copyrighted works, the outside of
which includes various information about the contents, such as
author, title of the work, abstract, keywords, digital signature,
and copyright status.
4) Encryption algorithms that shield data streams from outside
detection by scrambling the data.
The Clinton Administration's Working Group on Intellectual
Property Rights recommends that transmission be an exception to
the first sale doctrine, and that a new section (§512) be added to
Title 17 to prohibit the importation, manufacture and distribution
of devices, as well as the provision of services, that defeat
anti-copying systems. Because technology can be used to defeat
anti-copying devices, the law must provide means for protecting
these devices. Similar legislation exists for digital audio
recording devices and decryption devices for satellite cable programming.
The Working Group also recommends the following:
1) Amending 17 U.S.C. §501 to include, as a copyright infringer,
anyone who violates proposed §512.
2) Amending §503 and §506 to allow the impoundment and
destruction of devices used in an infringement.
3) Amending §506 to include prohibitions against fraudulent
removal of copyright information embedded within digital works.
The use of technological means for enforcing the copyright laws
raises the familiar issue of balancing the rights of the copyright
owner with the welfare of society as a whole.
Intellectual property, encrypted and locked behind electronic
meters, is no longer a catalyst for creativity. Instead, it is a crown
jewel for a society whose imagination is starved, available for viewing
only with the proper economic key. We are opposed to any
reduction in the rights of the public to use information because
its form or format has changed. Access is defined by intellectual
parameters, not by economic and technological ones.
Special concern has been voiced concerning the ability of society
to continue to browse the contents of libraries as they evolve
into entities without walls. The use of encryption and access
metering could seriously impair the ability of society to have
access to vital sources of information. However, unless
legislation is provided to limit liability of those operating Superhighway
networks, there may not be any information flowing on the
Superhighway unless technical means for ensuring compliance are
provided.
VI. Conclusion The Copyright Law has shown remarkable resilience
over the years. Its flexibility has accommodated technological
advances while balancing the Constitutional directive of
protecting authors and promoting the arts. The ability to copy
began with the quill pen and candle, and has advanced through
printing presses, photocopiers, and digital data. Federal
copyright law has evolved with technology, and it appears that
only selected changes will be needed, rather than a major
overhaul.
Construction of the Information Superhighway
In the early years of the information age, computers were
operated as solitary, stand-alone machines. Gradually users began
connecting computers together in groups called
"networks." The result was an increase in processing
time, storage capacity and accessibility of data. In 1969,
researchers at the Defense Advanced Research Projects Agency
(DARPA) created a network of computers called the ARPANET. Based
on a new communications technology called "packet-switching"
many users were able to share a single communications channel. As additional
networks were developed, DARPA developed rules and procedures,
called protocols, for sending and receiving data between these networks
and thereby linking them. As the number of networks linked to it
increased, ARPANET and these associated networks evolved into
what is now known as the Internet.
The Internet is now a confederation of national, regional and
local networks running under a standardized set of protocols referred
to as the Internet Protocols. Funding for the Internet comes from
five federal agencies various universities and states, and
private companies such as IBM and MCI. Although the Internet is
subsidized by the federal government, no single entity owns it
and there is no central management or control. The Internet
currently comprises more than 15,000 individual networks which
connect about 2.2 million computers and more than 20 million
users in 135 countries. The number of users is expected to double
each year for the foreseeable future. The Internet carried about
540 billion packets of information in 1993.
The first computer networks, utilizing copper wire transmission
lines, allowed computers to exchange data at rates of only a few
thousand bits of data each second. At this rate it would take
several seconds to transmit a single page of double-spaced text.
Fiber optic transmission lines allow the transmission of data at
billions and even trillions of bits each second, thousands of
times more than copper cables. At a rate of 1 billion bits per
second, it is possible to transmit an entire set of encyclopedias
from one computer to another across a network in less than one
second. Intended initially as a data communications network for
the government, the Internet has insufficient capacity and
bandwidth to handle massive bits of data at gigabit speeds. In
fact, the Internet is capable of transmitting data at a mere 45
megabits per second. Consequently, the Internet will serve as an
on-ramp to the Superhighway.
Both the Legislative and Executive branches of the Federal
Government have assumed major roles in catalyzing the development
of the Superhighway. Congress established the High Performance
Computing Program with the passage into law of the High
Performance Computing Act of 1991. The Clinton Administration has
made the Superhighway a top priority on its agenda. In 1993, the
Information Infrastructure Task Force ("IITF"), chaired
by Commerce Secretary Ronald Brown, was established to work with
Congress and the private sector to promote the development of the
Superhighway. One of its goals is to protect intellectual
property.
A. High Performance Computing Program In October 1988, Senator
Albert Gore introduced the National High-Performance Computer
Technology Act of 1988 to create a multi-agency High Performance
Computing ("HPC") Program. A companion bill was
introduced into the House of Representatives by Representative
Doug Walgren in August 1989. These bills did not become law, and
neither did subsequent bills introduced in 1989 and 1990.
However, the High Performance Computing Act of 1991, introduced
in the Senate by Senator Gore and in the House of Representatives
by Representative George Brown, became law in December 1991.
The primary purpose of this legislation is to accelerate research
and development of high performance computing in research,
education, and industry by authorizing federal funding for new
supercomputers, advanced software, and a National Research and
Education Network (NREN). The HPC program is to be developed and
implemented by the President through the Federal Coordinating
Council for Science, Engineering, and Technology
("FCCSET"), which is chaired by the Chairman of the
White House Office of Science and Technology Policy ("OSTP").
A major component of the HPC is the development of the NREN
(pronounced "en-ren"). The goal of the NREN is to link governmental,
educational, and research institutions in all fifty states at
gigabit per second transmission rates, by 1996. Various federal
agencies, including the National Science Foundation, the
Department of Defense, the Department of Energy, the Department
of Commerce, and the National Aeronautics and Space
Administration, are overseeing the development of the NREN.
The HPC Act of 1991 is short on specific implementation detail,
but long on philosophy and vision as to the evolution of the
Superhighway. Other than providing that the NREN should be capable
of transmitting data at a rate of one gigabit per second, few
other technical requirements are promulgated. However, the goals
of the NREN are clear:
1) Establish an open access network that will be the backbone of
an advanced permanent information infrastructure;
2) Extend user access to supercomputer centers and to other
resources such as databases, software libraries, bulletin boards,
and computer conferences;
3) Achieve transparency to users through a very high degree of
standardization and user-friendly interfaces; and
4) Serve as a testbed for research and development on high-speed
networks and high performance computing.
Because of the enormous initial investment required, the private
sector will be reluctant to invest billions of dollars into the
Superhighway without first seeing its potential demonstrated. It
is hoped that the creation of the NREN will demonstrate the
potential of high-speed fiber optic computer networks and serve
as a catalyst for the development of a general purpose high-speed
Superhighway.
The NREN is designed to comprise a hierarchy of existing networks
that are a subset of the Internet. At the top of the hierarchy
are backbone networks, each of which is itself a network of midlevel
networks and regional networks which are connected to a common
communications trunk. The backbone networks of the NREN will
comprise the NSFnet of NSF, the Esnet of DOE, the NSI of NSA, and
the TWBnet of DOD. These existing backbone networks will eventually
attain gigabit transmission speeds as they incorporate fiber
optic communication lines. These backbones are interconnected
through a set of network access points or NAPs. Each backbone,
midlevel, and regional network comprising the NREN will operate autonomously,
serving its own community of interest, but will interconnect and
exchange traffic to form the operational base for the NREN.
B. National Information Infrastructure Act of 1993 In 1993,
legislation was introduced in both the Senate and the House of Representatives
to amend the HPC Act of 1991. These amendments would establish an
interagency program for the development of specific applications
of high-speed computing and networking technologies for
education, libraries, health care, and other areas. One such
application calls for the digitization, organization and storage
of large quantities of electronic information in "digital
libraries," and for developing software for searching and
manipulating the information stored therein. Prototype digital libraries
having public access through the Internet will be created and
serve as test beds for the technology.
Under the HPC Act of 1991, no single federal agency was given the
responsibility for implementing the HPC Program and for ensuring
that the program's goals were achieved. As a result, another
provision the NII Act of 1993 authorizes the Director of OSTP to
devise a plan for specifying agency roles and funding levels
regarding specific applications such as the creation of digital
libraries. Furthermore, the OSTP is charged with keeping Congress informed
about the status and progress of the HPC Program applications.
Additionally, the NII Act of 1993 proposes modifying the NREN
program to include 3 components:
1) Research and development of networking software and hardware
required for achieving gigabit data transmission rates
2) Experimental test bed networks to develop and demonstrate
advanced networking technologies and to support applications
requiring levels of network capabilities not commercially
available,
3) Support researchers, educators, and students to obtain access
to the Internet.
CYBERTHEFT: Will The Copyright Law Prevent Digital Tyranny on the
Superhighway? TABLE OF CONTENTSPage:I. Introduction 1A. The Good
News 1B. The Bad News 2C. Cyberspace Solutions - Multimedia
Rights 4II. Copyright Law and the Superhighway 5A. Purpose of
Copyright Law 9B. Works Protected by Federal Copyright Law 101.
Originality 102. Fixed In A Tangible Medium 123. Compilations and
Derivative Works 14C. The Exclusive Rights Of Copyright 19D. Publication
and Notice 20E. Copyright Ownership and Duration 23F. Copyright
Infringement 251. The Exclusive Rights 26a) Exclusive Right To Copy
27b) Exclusive Right to Prepare Derivative Works 29c) Exclusive
Right to Distribute 30d) Exclusive Right to Perform 33e)
Exclusive Right to Display 352. Civil Remedies For Copyright
Infringement 363. Criminal Penalties For Infringement 37Page:G.
Vicarious And Contributory Infringement 39V. Technological
Assistance And Legislative Changes 41VI. Conclusion 45APPENDIX
TABLE OF CONTENTSPage:Construction of the InformationSuperhighway
1A. High Performance Computing Program 4B. National Information Infrastructure
Act of 1993 8